Regulation NMS

Results: 1042



#Item
61Options / Regulation NMS / United States Securities and Exchange Commission / Finance / Straddle / Order / Financial markets / Financial economics / Investment / Stock market

20 of 21 Exhibit 5 Additions underlined Deletions [bracketed] NYSE MKT RULES

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:13:09
62Stock market / Investment / 73rd United States Congress / United States securities law / Finance / Securities Exchange Act / New York Stock Exchange / Market maker / Regulation NMS / United States Securities and Exchange Commission / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]March 2, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Language: English - Date: 2015-03-02 17:12:35
63United States Securities and Exchange Commission / Futures exchanges / Finance / Financial system / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Regulation NMS / Stock market / Futures contract / Financial economics / United States securities law / Self-regulatory organizations

July 11, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Language: English - Date: 2013-07-11 11:44:53
64Finance / Stock market / United States Securities and Exchange Commission / Flash trading / Mathematical finance / Regulation NMS / Securities Exchange Act / NASDAQ / Chicago Board Options Exchange / Financial markets / Financial economics / Investment

Comment Letter on File No. SR-NYSEARca[removed]

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Language: English - Date: 2009-06-18 13:04:02
65Financial system / Financial regulation / United States securities law / Financial markets / Short selling / Securities Exchange Act / Short / Regulation NMS / Betting in poker / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]February 20, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2015-02-23 10:16:35
66Finance / Stock market / Regulation NMS / United States Securities and Exchange Commission / Straddle / Order / Options strategies / Financial economics / Options / Investment

20 of 20 Exhibit 5 Additions underlined Deletions [bracketed] Rules of the NYSE Arca, Inc. *****

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:12:17
67Economics / Stock market / High-frequency trading / Regulation NMS / U.S. Securities and Exchange Commission / Flash Crash / Commodity Futures Trading Commission / Algorithmic trading / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Financial markets / Finance

SEC Regulation SCI Rulemaking Comment Letter

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Source URL: www.sec.gov

Language: English - Date: 2013-04-22 11:52:35
68Investment / Financial markets / Order / Finance / Securities Exchange Act / Intermarket sweep order / Regulation NMS / New York Stock Exchange / Fixed exchange-rate system / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]February 18, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disap

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Language: English - Date: 2015-02-19 07:06:01
69United States Securities and Exchange Commission / 73rd United States Congress / United States / Financial economics / Chicago Stock Exchange / Securities Exchange Act / Consolidated Tape Association / Regulation NMS / NASDAQ / Self-regulatory organizations / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]March 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change S

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:52:51
70Financial system / United States securities law / Financial regulation / Short selling / 73rd United States Congress / Regulation NMS / Betting in poker / Straddle / Short / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:12:13
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